GLADSTONE INVESTMENT CORPORATION
Proposal 1.1
ELECTION OF DIRECTOR: TERRY L. BRUBAKER
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1.2
ELECTION OF DIRECTOR: CAREN D. MERRICK
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 2.
TO ISSUE AND SELL SHARES OF OUR COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE
Caisse vote:
For
Applicable policy or principle:
PR_03