HARVEST NATURAL RESOURCES, INC.
Proposal 1.
TO AUTHORIZE THE SALE, THROUGH SUBSIDIARIES, OF OUR VENEZUELAN ASSETS TO CT ENERGY.
Caisse vote:
For
Applicable policy or principle:
PR_03
Proposal 2.
TO APPROVE, ON AN ADVISORY BASIS, CERTAIN EXECUTIVE COMPENSATION PAYABLE AS A RESULT OF THE SALE OF OUR VENEZUELAN ASSETS.
Caisse vote:
Against
Applicable policy or principle:
PR_07_06
Proposal 3.
Election of STEPHEN D. CHESEBRO' as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of OSWALDO CISNEROS as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of JAMES A. EDMISTON as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of ROBERT E. IRELAN as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of EDGARD LEAL as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of PATRICK M. MURRAY as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 3.
Election of ALBERTO SOSA as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 4.
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
Caisse vote:
For
Applicable policy or principle:
PR_06
Proposal 5.
TO AMEND OUR CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AT A RATIO BETWEEN ONE-FOR-FOUR AND ONE-FOR-TEN, INCLUSIVE, WITH THE EXACT RATIO TO BE DETERMINED BY THE BOARD OF DIRECTORS.
Caisse vote:
For
Applicable policy or principle:
PR_14
Proposal 6.
TO APPROVE AN ADJOURNMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS.
Caisse vote:
Against
Applicable policy or principle:
PR_14
Proposal 7.
TO CONDUCT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Caisse vote:
For
Applicable policy or principle:
PR_14