Caterpillar Inc.
Proposal 1A.
ELECTION OF DIRECTOR: DAVID L. CALHOUN
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1B.
ELECTION OF DIRECTOR: DANIEL M. DICKINSON
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1C.
ELECTION OF DIRECTOR: JUAN GALLARDO
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1D.
ELECTION OF DIRECTOR: JESSE J. GREENE, JR.
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1E.
ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR.
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1F.
ELECTION OF DIRECTOR: DENNIS A. MUILENBURG
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1G.
ELECTION OF DIRECTOR: WILLIAM A. OSBORN
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1H.
ELECTION OF DIRECTOR: DEBRA L. REED
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1I.
ELECTION OF DIRECTOR: EDWARD B. RUST, JR.
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1J.
ELECTION OF DIRECTOR: SUSAN C. SCHWAB
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1K.
ELECTION OF DIRECTOR: JIM UMPLEBY
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1L.
ELECTION OF DIRECTOR: MILES D. WHITE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1M.
ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 2.
RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
Caisse vote:
For
Applicable policy or principle:
PR_06
Proposal 3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 4.
ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 5.
APPROVE THE AMENDED AND RESTATED CATERPILLAR INC. 2014 LONG-TERM INCENTIVE PLAN.
Caisse vote:
Against
Applicable policy or principle:
PR_07_02
Proposal 6.
SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF LOBBYING ACTIVITIES.
Caisse vote:
For
Applicable policy or principle:
PR_13_03
Proposal 7.
SHAREHOLDER PROPOSAL - DECREASE PERCENT OF OWNERSHIP REQUIRED TO CALL SPECIAL SHAREHOLDER MEETING.
Caisse vote:
For
Applicable policy or principle:
PR_12
Proposal 8.
SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF LOBBYING PRIORITIES.
Caisse vote:
Against
Applicable policy or principle:
PR_13_03
Proposal 9.
SHAREHOLDER PROPOSAL - INCLUDE SUSTAINABILITY AS A PERFORMANCE MEASURE UNDER EXECUTIVE INCENTIVE PLANS.
Caisse vote:
Against
Applicable policy or principle:
PR_07_01
Proposal 10.
SHAREHOLDER PROPOSAL - AMEND THE COMPANY'S COMPENSATION CLAWBACK POLICY.
Caisse vote:
Against
Applicable policy or principle:
PR_07_05
Proposal 11.
SHAREHOLDER PROPOSAL - ADOPT A PERMANENT POLICY THAT THE CHAIRMAN BE INDEPENDENT.
Caisse vote:
Against
Applicable policy or principle:
PR_05_12