Novartis AG
Proposal 1
APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR
Caisse vote:
For
Applicable policy or principle:
PR_03
Proposal 2
DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_03
Proposal 3
APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2019
Caisse vote:
For
Applicable policy or principle:
PR_03
Proposal 4
REDUCTION OF SHARE CAPITAL
Caisse vote:
For
Applicable policy or principle:
PR_03
Proposal 5.1
BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING
Caisse vote:
For
Applicable policy or principle:
PR_08
Proposal 5.2
BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021
Caisse vote:
For
Applicable policy or principle:
PR_07
Proposal 5.3
ADVISORY VOTE ON THE 2019 COMPENSATION REPORT
Caisse vote:
For
Applicable policy or principle:
PR_07_06
Proposal 6.1
RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.2
RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.3
RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.4
RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.5
RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.6
RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.7
RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.8
RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.9
RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.10
RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.11
RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.12
RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.13
ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 6.14
ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 7.1
RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 7.2
RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 7.3
RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 7.4
RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 7.5
ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 8
RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG
Caisse vote:
For
Applicable policy or principle:
PR_06
Proposal 9
RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL
Caisse vote:
For
Applicable policy or principle:
PR_14
Proposal B
GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING)
Caisse vote:
For
Applicable policy or principle:
PR_14