Novartis AG
Proposal 1.1
APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2023 FINANCIAL YEAR
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 1.2
ADVISORY VOTE ON THE NON-FINANCIAL REPORT FOR THE 2023 FINANCIAL YEAR
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 2
DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 3
APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2023
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 4
REDUCTION OF SHARE CAPITAL
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 5.1
BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2024 ANNUAL GENERAL MEETING TO THE 2025 ANNUAL GENERAL MEETING
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 5.2
BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE 2025 FINANCIAL YEAR
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 5.3
ADVISORY VOTE ON THE 2023 COMPENSATION REPORT
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.1
RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.2
RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.3
RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.4
RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.5
RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.6
RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.7
RE-ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.8
RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.9
RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.10
RE-ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.11
RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.12
RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 6.13
RE-ELECTION OF JOHN D. YOUNG AS MEMBER OF THE BOARD OF DIRECTORS
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 7.1
RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 7.2
RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 7.3
RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 7.4
RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 8
RE-ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF KPMG AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2024
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal 9
RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
Caisse vote:
For
Applicable policy or principle:
PC_00
Proposal B
GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 704B OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING)
Caisse vote:
Against
Applicable policy or principle:
PC_00