GLADSTONE INVESTMENT CORPORATION
Proposal 1.
Election of PAUL W. ADELGREN as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1.
Election of DAVID GLADSTONE as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 1.
Election of JOHN H. OUTLAND as director
Caisse vote:
For
Applicable policy or principle:
PR_05_01
Proposal 2.
TO APPROVE A PROPOSAL TO AUTHORIZE US, WITH THE APPROVAL OF OUR BOARD OF DIRECTORS (THE "BOARD"), TO ISSUE AND SELL SHARES OF OUR COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE, SUBJECT TO CERTAIN LIMITATIONS SET FORTH IN THE ACCOMPANY PROXY STATEMENT.
Caisse vote:
For
Applicable policy or principle:
PR_03