TD AMERITRADE HOLDING CORPORATION
Proposal 1.
Proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp. and TD Ameritrade Holding Corporation ("TD Ameritrade"), as it may be amended from time to time (the "merger agreement").
Caisse vote:
For
Applicable policy or principle:
PR_14
Proposal 2.
Proposal to approve, on a non-binding, advisory basis, certain compensation arrangements that may be paid or become payable to TD Ameritrade's named executive officers in connection with the merger contemplated by the merger agreement.
Caisse vote:
For
Applicable policy or principle:
PR_07_08
Proposal 3.
Proposal to approve the adjournment of the TD Ameritrade special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve and adopt the merger agreement at the time of the TD Ameritrade special meeting or any adjournment or postponement thereof.
Caisse vote:
Against
Applicable policy or principle:
PR_14